Zebra Capital Management LLC Privacy Policy

This Privacy Policy Outlines Zebra Capital Management LLC ("we", "our" or "the Company") practices with respect to information collected from users who access our website at 16192 Coastal Highway, Lewes, Delaware 19958 ("Site") or otherwise share personal information with us (collectively: "Users").

Our Commitment to Privacy

Zebra Capital and the Zebra Index Fund are committed to maintaining the confidentiality, integrity, and security of personal information about our current and prospective customers. In this policy personal information means information about an individual that is collected or maintained for business purposes and by which the individual can be identified.

Please note that certain details of this policy may depend on whether you deal with us through an investment professional, directly as an individual investor, or whether Zebra Capital provides services to your employer or plan sponsor.
The privacy policies of Zebra Capital and the Zebra Funds are reviewed annually. Our printed and online notices are then updated to reflect any changes.

How and why we obtain personal information

Zebra Capital takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service, maintain, and protect your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. Zebra Capital may collect public and non-public personal information about you from any of the following sources:

  • You or your representative on applications or forms (for example, name, address, Social Security Number, birth date, assets and income)
  • You or your employer or plan sponsor if Zebra Capital provides them with record-keeping and/or benefits advisory services (for example, payroll, human resources, or benefits information)
  • Transactions activity in your account (for example, trading history and balances)
  • Other interactions with Zebra Capital (for example, discussions with our customer service staff, information you enter into our websites, or when you enroll in our KYC/AML verification)
  • Information from other third-party data services (for example, to verify your identity and to better understand your product and service needs) Please note that information by which you cannot be identified (for example, anonymous or aggregated information) is not considered personal information and therefore is not subject to this privacy policy.

How we protect information about you

Zebra Capital considers the protection of personal information to be a foundation of customer trust and a sound business practice. We employ physical, electronic and procedural controls and we regularly adapt these controls to respond to changing requirements and advances in technology.

At Zebra Capital, we restrict access to personal information to those who require it to develop, support, offer and deliver products and services to you.

How we share information about you with third parties

Zebra Capital does not share or sell personal information about our customers with unaffiliated third parties for use in marketing their products and services. We may share personal information with the following entities:

  • Unaffiliated service providers (for example, printing and mailing companies, securities clearinghouses, marketing service providers, and other entities who may provide services at Zebra Capital’s direction)
  • Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting suspicious transactions)
  • Other third-parties, with your consent or as directed by your representative (for example, if you use Zebra Capital as a financial reference in applying for credit with another institution or if you use an external aggregation website or service that you have provided permission to access your Zebra Capital financial account on your behalf)
  • Other organizations as permitted or required by law (for example for fraud prevention or to respond to a subpoena)

Our service providers are obligated to keep the personal information we share with them confidential and use it only to provide services specified by Zebra Capital.
Based on the nature of your relationship with Zebra Capital, we may exchange information with other third parties as described below: